Philip Touati Delord

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2024-07-11
TX	RA	APPROVED_RES	2014-02-26

ID RA
APPROVED

Since 2024-07-11
TX RA
APPROVED_RES

Since 2014-02-26

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Scottsdale	AZ	10/2009	03/2020
Ameriprise Financial Services, Inc.	Scottsdale	AZ	10/2009	03/2020
Ameriprise Financial Services, Llc	Scottsdale	AZ	03/2020	Present

10/2009 → 03/2020

Ameriprise Financial Services, Inc.

Scottsdale, AZ
10/2009 → 03/2020

Ameriprise Financial Services, Inc.

Scottsdale, AZ
03/2020 → Present

Ameriprise Financial Services, Llc

Scottsdale, AZ

Previous Registrations

2003-08-20 → 2009-10-05

Ameriprise Advisor Services, Inc.

Scottsdale, AZ

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-09
S63	Uniform Securities Agent State Law Examination	1994-03-16

S65 Uniform Investment Adviser Law Examination

2003-08-09
S63 Uniform Securities Agent State Law Examination

1994-03-16

Other Names

Philip Arnaud Touati

View on SEC IAPD