Robert Gerard Gruber

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Other Businesses

RENTAL PROPERTY OWNER 6-8 HOURS A MONTH I RECEIVE RENTAL INCOME FROM MY APARTMENT UPSTAIRS IN MY HOME.-214 ENGLEWOOD AVE BUFFALO NY 14214 MY HOME. GRUBER INSURANCE & FINANCIAL SERVICES INSURANCES AGENT. 8-10-04. SELLING INSURANCE & FINANCIAL PRODUCTS. NAIFA NY STATE POSITION: PRESIDENT NATURE: INSURANCE ADVOCACY INVESTMENT RELATED: NO HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 06/30/2005 TO PRESENT ADDRESS: 600 State St, Suite A, Cedar Falls, IA 50613 DESCRIPTION: Committee Member GRUBER INSURANCE & FINANCIAL SERVICES POSITION: OWNER NATURE: INSURANCE SALES INVESTMENT RELATED: NO HOURS: 60 INVESTMENT RELATED HOURS: 60 START DATE: 08/10/2004 ADDRESS: 860 Englewood Ave, Tonawanda, NY 14223 DESCRIPTION: GRUBER INSURANCE & FINANCIAL SERVICES IS AN INSURANCE GA, SELLING AND SERVICING LIFE INSURANCE, DISABILTY INSURANCE, LONG TERM CARE INSURANCE ALONG WITH OTHER FIXED INSURANCE AND GROUP PRODUCTS AS WELL AS FIXED ANNUITIES. I AM AN EXAM MONITOR FOR NY STATE INSURANCE CONTINUING AND PRELICENSING EDUCATION. NO COMPENSATION IS INVOLVED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-13
• S63 Uniform Securities Agent State Law Examination
  1994-03-03