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David Tuttle

J.P. Morgan Securities LLC

New Berlin, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
WI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • WI RA
    APPROVED
    Since 2012-10-01

Branch Locations

15545 West National Avenue, New Berlin, WI 53151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New Berlin WI 10/2012 Present
Jpmorgan Chase Bank, N.A. New Berlin WI 02/2010 Present
Previous Registrations
  • 2010-04-08 → 2012-10-01
    Chase Investment Services Corp.
    New Berlin, WI
  • 2005-09-15 → 2010-03-30
    M&I Financial Advisors, Inc
    West Allis, WI
    West Allis, WI
    West Allis, WI
  • 2001-06-20 → 2004-12-31
    Vision Asset Management Inc
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-21
S63 Uniform Securities Agent State Law Examination 1994-04-28
  • S65 Uniform Investment Adviser Law Examination
    1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1994-04-28
Designations
Other Names
  • Neil Tuttle
  • D. Neil Tuttle
  • David Neil Tuttle

View on SEC IAPD

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Other Offices

ENCOMPASS MORE ASSET MANAGEMENT LLC · NEW BERLIN, WI
ENCOMPASS MORE ASSET MANAGEMENT LLC · New Berlin, WI
OSAIC WEALTH, INC. · NEW BERLIN, WI
LPL FINANCIAL LLC · NEW BERLIN, WI
WELLS FARGO CLEARING SERVICES, LLC · NEW BERLIN, WI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · New Berlin, WI
ARKADIOS WEALTH ADVISORS · New Berlin, WI
EDWARD JONES · NEW BERLIN, WI

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