David Tuttle

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  New Berlin, WI
• 02/2010 → Present
  Jpmorgan Chase Bank, N.A.
  New Berlin, WI

Previous Registrations

• 2010-04-08 → 2012-10-01
  Chase Investment Services Corp.
  New Berlin, WI
• 2005-09-15 → 2010-03-30
  M&I Financial Advisors, Inc
  West Allis, WI
  West Allis, WI
  West Allis, WI
• 2001-06-20 → 2004-12-31
  Vision Asset Management Inc
  Milwaukee, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-21
• S63 Uniform Securities Agent State Law Examination
  1994-04-28

Designations

• Certified Financial Planner

Other Names

• Neil Tuttle
• D. Neil Tuttle
• David Neil Tuttle