Michael Brescione

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 04/2019
  Lpl Financial, Llc
  Fresno, CA
• 04/2021 → 08/2023
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 04/2019 → 04/2021
  Unemployed
  Clovis, CA
• 07/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT
• 08/2023 → 07/2025
  Homemaking
  Clovis, CA

Previous Registrations

• 2021-04-19 → 2023-08-31
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Clovis, CA
  Clovis, CA
• 2016-06-14 → 2019-05-13
  Lpl Financial Llc
  Fresno, CA
• 2015-11-05 → 2016-06-15
  Wescom Financial Services
  Pasadena, CA
  Pasadena, CA
• 2014-08-07 → 2015-11-04
  Cuso Financial Services, L.P.
  Granada Hills, CA
• 2012-10-26 → 2013-05-08
  Cuna Brokerage Services, Inc.
  Fresno, CA
  Fresno, CA
  Fresno, CA
  Fresno, CA
  Fresno, CA
• 2007-12-11 → 2008-05-07
  U.S. Bancorp Advisors, Llc
  Tustin, CA
  Tustin, CA
• 2007-09-26 → 2007-11-29
  Wamu Investments, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Fresno, CA
  Fresno, CA
• 2004-02-20 → 2004-09-01
  Cuso Financial Services, L.P.
  Culver City, CA
• 2003-10-10 → 2004-02-27
  Wells Fargo Investments, Llc
  Fresno, CA
• 2003-02-26 → 2003-10-17
  Lpl Financial Llc
  Monterey Park, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-10-24
• S63 Uniform Securities Agent State Law Examination
  1995-04-25

Other Names

• Michael Brescione
• Michael Andrew Brescione