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Michael Brescione

Osaic Institutions, Inc.

Los Alamitos, CA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-22
  • CA RA
    APPROVED
    Since 2025-07-22

Branch Locations

11021 Winners Circle Way Suite 105, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fresno CA 06/2016 04/2019
Money Concepts Capital Corp Palm Beach Gardens FL 04/2021 08/2023
Unemployed Clovis CA 04/2019 04/2021
Osaic Institutions, Inc. Meriden CT 07/2025 Present
Homemaking Clovis CA 08/2023 07/2025
Previous Registrations
  • 2021-04-19 → 2023-08-31
    Money Concepts Capital Corp
    Palm Beach Gardens, FL
    Clovis, CA
    Clovis, CA
  • 2016-06-14 → 2019-05-13
    Lpl Financial Llc
    Fresno, CA
  • 2015-11-05 → 2016-06-15
    Wescom Financial Services
    Pasadena, CA
    Pasadena, CA
  • 2014-08-07 → 2015-11-04
    Cuso Financial Services, L.P.
    Granada Hills, CA
  • 2012-10-26 → 2013-05-08
    Cuna Brokerage Services, Inc.
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
  • 2007-12-11 → 2008-05-07
    U.S. Bancorp Advisors, Llc
    Tustin, CA
    Tustin, CA
  • 2007-09-26 → 2007-11-29
    Wamu Investments, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Fresno, CA
    Fresno, CA
  • 2004-02-20 → 2004-09-01
    Cuso Financial Services, L.P.
    Culver City, CA
  • 2003-10-10 → 2004-02-27
    Wells Fargo Investments, Llc
    Fresno, CA
  • 2003-02-26 → 2003-10-17
    Lpl Financial Llc
    Monterey Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-24
S63 Uniform Securities Agent State Law Examination 1995-04-25
  • S66 Uniform Combined State Law Examination
    2012-10-24
  • S63 Uniform Securities Agent State Law Examination
    1995-04-25
Other Names
  • Michael Brescione
  • Michael Andrew Brescione

View on SEC IAPD

Other Firms

ASSET PLANNING, INC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MML INVESTORS SERVICES, LLC
LPL FINANCIAL LLC
MIRAMONTES CAPITAL, LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES

Other Investors

CAROL SOMOANO
SANDRA CHERYL FIELD
ERIN MARIE NELSEN
Tiarra L Johnson
Melani Rose List
SHAWN MICHAEL LOUIS
MICHAEL D. VEYETTE
ERICA RUIZ

Other Offices

ASSET PLANNING, INC · LOS ALAMITOS, CA
OSAIC WEALTH, INC. · LOS ALAMITOS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Los Alamitos, CA
MML INVESTORS SERVICES, LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS`, CA
MIRAMONTES CAPITAL, LLC · Cypress, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA

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