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Emmett Patrick Christie

LPl Financial LLC

Melville, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-06
DE RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
GA RA APPROVED 2025-03-06
MA RA APPROVED 2025-03-06
MO RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
NC RA APPROVED 2025-03-06
PA RA APPROVED 2025-03-06
VA RA APPROVED 2025-03-06
  • CT RA
    APPROVED
    Since 2025-03-06
  • DE RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • GA RA
    APPROVED
    Since 2025-03-06
  • MA RA
    APPROVED
    Since 2025-03-06
  • MO RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06
  • VA RA
    APPROVED
    Since 2025-03-06

Branch Locations

2 Greenway Plaza 145 Pinelawn Rd, St 340 South, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William J Christie Associates, Inc Hauppauge NY 01/1995 Present
The Investment Center Inc Melville NY 01/2013 03/2025
Ic Advisory Services Inc Melville NY 08/2020 03/2025
Lpl Financial Llc Mellville NY 03/2025 Present
  • 01/1995 → Present
    William J Christie Associates, Inc
    Hauppauge, NY
  • 01/2013 → 03/2025
    The Investment Center Inc
    Melville, NY
  • 08/2020 → 03/2025
    Ic Advisory Services Inc
    Melville, NY
  • 03/2025 → Present
    Mellville, NY
Previous Registrations
  • 2020-09-02 → 2025-03-06
    Ic Advisory Services, Inc.
    Melville, NY
    Bedminster, NJ
Other Businesses

1- 03/06/2025 - Challenger Athletics, - Non-Profit Board/Committee Member - VP & board member - Not Investment Related - Bay Shore, NY - Start Date 01/01/2016 - 1 hour per month/ 0 hours during trading 2- 03/06/2025 - William J. Christie Associates, Inc. - DBA for LPL Business (entity for LPL business) -Investment Related - At Reported Business Location(s) - Start Date 01/01/1995 - 200 hour per month/ 120 hours during trading 3- 06/30/2025 - William J. Christie Assoc. Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/1995 - 200 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-25
S63 Uniform Securities Agent State Law Examination 1994-02-16
  • S66 Uniform Combined State Law Examination
    2020-01-25
  • S63 Uniform Securities Agent State Law Examination
    1994-02-16

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