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John Huang

Ubs Financial Services Inc.

Cornelius, NC

San Francisco, CA

CRD 2452438

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-01
VA RA APPROVED 2025-09-05
GA RA APPROVED 2025-08-01
CT RA APPROVED 2024-11-18
NJ RA APPROVED 2024-11-18
NY RA APPROVED 2024-11-18
NC RA APPROVED 2024-11-18
WA RA APPROVED 2024-11-18
CA RA APPROVED 2024-10-17
  • MI RA
    APPROVED
    Since 2026-07-01
  • VA RA
    APPROVED
    Since 2025-09-05
  • GA RA
    APPROVED
    Since 2025-08-01
  • CT RA
    APPROVED
    Since 2024-11-18
  • NJ RA
    APPROVED
    Since 2024-11-18
  • NY RA
    APPROVED
    Since 2024-11-18
  • NC RA
    APPROVED
    Since 2024-11-18
  • WA RA
    APPROVED
    Since 2024-11-18
  • CA RA
    APPROVED
    Since 2024-10-17

Branch Locations

Cornelius, NC • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Francisco CA 09/2024 Present
Ubs Ag Singapore 03/2023 08/2024
Credit Suisse Ag Singapore 09/2018 03/2023
Cathay United Bank Taipei 07/2012 02/2018
None Taipei 03/2018 08/2018
  • 09/2024 → Present
    Ubs Financial Services
    San Francisco, CA
  • 03/2023 → 08/2024
    Ubs Ag
    Singapore
  • 09/2018 → 03/2023
    Credit Suisse Ag
    Singapore
  • 07/2012 → 02/2018
    Cathay United Bank
    Taipei
  • 03/2018 → 08/2018
    None
    Taipei
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-15
S63 Uniform Securities Agent State Law Examination 1994-06-01
  • S66 Uniform Combined State Law Examination
    2024-08-15
  • S63 Uniform Securities Agent State Law Examination
    1994-06-01
Other Names
  • Chi Chang Huang

View on SEC IAPD

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