Charles Henry Mcloughlin

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 01/1998 → 03/2017
  Asset One, Llc
  Mandeville, LA
• 11/2017 → 07/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2021 → Present
  Independent Financial Group
  Covington, LA

Previous Registrations

• 2017-11-01 → 2021-08-03
  Cetera Wealth Services, Llc
  El Segundo, CA
  Covington, LA
• 2017-07-02 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Mandeville, LA
  Corpus Christi, TX
  Covington, LA
• 2004-05-17 → 2017-07-02
  Asset One Llc
  Metairie, LA
  Mandeville, LA
  Mandeville, LA

Other Businesses

(1) MCLOUGHLIN FINANCIAL, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2020 ADDRESS: 357 Del Sol E, Covington LA 70433, United States DESCRIPTION: DBA used for marketing purposes (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 10/01/1994 ADDRESS: 357 Del Sol E., Covington LA 70433, United States DESCRIPTION: Insurance Agent MOSAT HOLY TRINITY CATHOLIC CHURCH POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2014 ADDRESS: 501 Holy Trinity Drive, Covington LA 70433, United States DESCRIPTION: Usher at church

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-26
• S63 Uniform Securities Agent State Law Examination
  1997-12-04

Other Names

• Charles H Mcloughlin