Stephen Michael Fagas

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-04-26
CA	RA	APPROVED	2013-05-24

TX RA
APPROVED_RES

Since 2025-04-26
CA RA
APPROVED

Since 2013-05-24

Branch Locations

San Diego, CA • United States

355 W Grand Ave, Escondido, CA 92027 • United States

1350 Rosecrans St, San Diego, CA 92106 • United States

12770 High Bluff Dr Ste 180, San Diego, CA 92130 • United States

5508 Balboa Ave, San Diego, CA 92111 • United States

742 Fletcher Pkwy, El Cajon, CA 92020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	San Diego	CA	10/1998	Present

10/1998 → Present

Lpl Financial

San Diego, CA

Previous Registrations

2015-04-24 → 2015-12-09

Pfg Advisors

San Diego, CA
1999-10-21 → 2005-11-29

Adk Wealth Advisory Group

St. Louis, MO

Other Businesses

1. 11/04/2024 - Banner Wealth and Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/30/2024 - 160 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-16

S63 Uniform Securities Agent State Law Examination

1994-08-16

Other Names

Stephen M Fagas

View on SEC IAPD