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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2009-04-03 |
| TX | RA | APPROVED | 2009-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Slidell | LA | 04/2009 | Present |
1. 12/22/2009: DBA ONLY - THOMAS A PRUDE, LLC - SLIDELL, LA - Investment Related. 2. 3/29/2011: OTHER-CHAMPAGNE BUILDING LLC - CHAMPAGNE BUILDING LLC - THIS IS A LLC THAT OWNS REAL ESTATE FOR RENTAL PURPOSES. IT CURRENTLY OWNS AND OPERATES ONE PIECE OF PROPERTY. - 1% OF TIME SPENT - SLIDELL, LA. 3. 3/30/2011: OTHER-PONTCHARTRAIN MANAGEMENT LLC - PONTCHARTRAIN MANAGEMENT LLC - THIS IS AN LLC THAT WAS CREATED BETWEEN CHRIS AND I TO FACILITATE SHARING EXPENSES RELATED TO OUR INVESTMENT BUSINESS. WE DO NOT USE THIS NAME FOR MARKETING PURPOSES. - 5% OF TIME SPENT - SLIDELL, LA. 4. 10/11/2012: DBA ONLY - PONTCHARTRAIN INVESTMENT MANAGEMENT - SLIDELL, LA - Investment Related. 5. 11/27/2012: REAL ESTATE RENTAL - 2253 CAREY STREET, LLC - THIS IS AN LLC THAT OWNS ONE COMMERCIAL REAL ESTATE PROPERTY FOR RENTAL PURPOSES. - TIME SPENT 1%. 6) 10/16/2025 - Rocket 22 LLC - Investment Related - Real Estate Rental - Slidell, LA - Start Date:09/29/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-28 |
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