James Lawrence Barhorst

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  Bowman & Associates
  Covington, OH
• 01/1994 → 09/2025
  Avantax Investment Services, Inc.
  Covington, OH
• 01/2012 → Present
  Tasc
  Madison, WI
• 01/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Covington, OH
• 01/1994 → Present
  Bowman & Associates
  Covington, OH
• 05/1999 → 09/2025
  Avantax Advisory Services
  Covington, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Covington, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-05-19 → 2025-09-05
  Avantax Advisory Services
  Covington, OH

Other Businesses

1) Bowman & Associates~'NIR'~550 Mote Dr., P.O. Box 127~Covington~OH~453180127~Accounting Services/Tax Preparation~Employee~1/10/1994~160hrs~130hrs~Tax Preparation is my main focus along with some Accounting Services 2) TASC~'NIR'~2302 International Lane~Madison~WI~53704~Independent Insurance Agent~Insurance Sales Agent~1/24/2012~1hrs~1hrs~Sales of Employee Benefit Plans

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-12-01

Other Names

• James Lawrence Barhorst