Michael David Glaab

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-01-28

MI RA
APPROVED

Since 2010-01-28

Branch Locations

37229 Huron River Drive, New Boston, MI 48164 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	01/1994	Present
Individual Financial Planning Llc	New Boston	MI	01/1984	Present

01/1994 → Present

Sigma Financial Corporation

Ann Arbor, MI
01/1984 → Present

Individual Financial Planning Llc

New Boston, MI

Other Businesses

dba - Individual Financial Planning LLC, New Boston, MI. Start date: 5/10/19. INV REL: Y SALE OF FIXED INSURANCE AND ANNUITIES THROUGH VARIOUS COMPANIES MEMBER OF HURON TOWNSHIP APPLEFEST COMMITTEE Owner - MDG Financial Planning Inc. Personally held entity for tax planning purposes. Start date: 5/2/10, approx. 2 hrs/mo, none during mkt hrs. INV REL: N

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-31

S63 Uniform Securities Agent State Law Examination

1994-03-31

Designations

Certified Financial Planner

View on SEC IAPD