Mark Edward Stawarz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-24

TX RA
APPROVED

Since 2017-11-24

Branch Locations

8000 Fair Oaks Pkwy Ste 104, Fair Oaks Ranch, TX 78015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Fair Oaks Ranch	TX	06/2014	08/2017
Lpl Financial Llc	San Antonio	TX	09/2017	Present

06/2014 → 08/2017

Unemployed

Fair Oaks Ranch, TX
09/2017 → Present

Lpl Financial Llc

San Antonio, TX

Previous Registrations

1998-07-16 → 2014-06-13

Usaa Financial Planning Services

San Antonio, TX

San Antonio, TX

San Antonio, TX

Other Businesses

1)9/26/17- Genesis Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- San Antonio, TX - 100%. 2) 5/7/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/13/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Fixed index annuity business.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-06-12

S63 Uniform Securities Agent State Law Examination

2020-06-12

Designations

Certified Financial Planner

View on SEC IAPD