Alexander Yu

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  San Francisco, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2004-12-03 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

*464578- Yu Family Trust; Investment related Yes; Moraga, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent)11/2021; During business hours: 0; After business hours: 1; Property Management *645991- Yu Family Trust; Investment related-Yes; Moraga, California; Rental Property; Property Management (proprietor, partner, officer, director, employee, trustee, agent);06/2025; During business hours: 0; After business hours: 1; Property Management.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-17
• S63 Uniform Securities Agent State Law Examination
  1995-04-20