Rhonda Ann Carr

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 06/2021
  Lincoln Financial Advisors
  Woodford, VA
• 06/2021 → Present
  Lpl Financial
  Woodford, VA

Previous Registrations

• 2014-01-02 → 2021-06-14
  Osaic Fa, Inc.
  Newport News, VA
  Richmond, VA
  Richmond, VA
  Midlothian, VA
  Richmond, VA
  Richmond, VA
  Woodford, VA
• 2007-07-30 → 2014-01-09
  Lpl Financial Llc
  Woodford, VA
  Fort Mill, SC
  Woodford, VA
• 2003-01-03 → 2007-07-30
  Raymond James Financial Services, Inc.
  Fredericksburg, VA
  Culpeper, VA

Other Businesses

1) 06/09/2021 - LAUREL CLIFF KENNELS, LLC - Business Owner - oversight of dogs - Non-Inv Rel - Woodford, VA - Start: 12/2015 - 20 Hr/Mth 2) 06/09/2021 - Real Estate Rental - Owner - Woodford, VA - Inv Rel - Start: 09/2007 3) 11/27/2023 - Uber/Lyft - Non Inv Related - Woodford, VA - Outside/W-2 Employment - Start Date: 10/28/2022 - 40 Hrs/Mo; 0 During Trading 4) 12/31/2025 - Other - Sales Vendor - Sells antiques and collectibles - Not Investment Related - Ashland, VA - Start Date 06/01/2025 - 12 hours per month

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-23
• S63 Uniform Securities Agent State Law Examination
  1994-03-18