David Anthony Bastoni

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1997 → 12/2020
  Securities America Advisors, Inc.
  Omaha, NE
• 09/1997 → 12/2020
  Securities America, Inc.
  Roseville, CA
• 01/1993 → 12/2020
  Bastoni Financial Services
  Sacramento, CA
• 12/2020 → 07/2026
  Aw Securities
  Folsom, CA
• 12/2020 → 07/2026
  Allworth Financial
  Folsom, CA
• 07/2026 → Present
  Newedge Advisors
  New Orleans , LA
• 07/2026 → Present
  Newedge Securities Llc
  Pittsburgh, PA

Previous Registrations

• 2020-12-01 → 2026-07-31
  Allworth Financial, L.P.
  Folsom, CA
  Folsom, CA
• 2000-03-06 → 2020-12-01
  Securities America Advisors, Inc.
  Folsom, CA
  Sacramento, CA

Other Businesses

**VOLUNTEER FOR THE ANNUAL DUCKS UNLIMITED FOLSOM BANQUET POSITION: Commitee Volunteer NATURE: Ducks Unlimited Folsom Chapter event committee chair volunteer. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: Sarasota, FL DESCRIPTION: Volunteer to set up and run the fund raising banquet for the Folsom Chapter of Ducks Unlimited *Bastoni Family Trust*Yes Invest*Folsom CA /College Station, TX /Bryan, TX /Princeton, CA*Investment property*Owner*8/2018*1 Hr trade/1 non trade*Investment properties **Siesta Town House - Sarasota, FL - HOA Board Member - Not investment related - no compensation - 1 hour a week not during trading hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-03-28