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Beau James Fontenot

Cetera Investment Advisers LLC

Covington, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-24
LA RA APPROVED 2022-08-10
  • TX RA
    APPROVED
    Since 2025-01-24
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

805 N Collins Blvd, Covington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Picayune MS 06/2005 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Covington LA 08/2022 Present
Hancock Whitney Bank Covington LA 06/2005 Present
  • 06/2005 → 08/2022
    Hancock Investment Services, Inc.
    Picayune, MS
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Cetera Investment Advisers Llc
    Covington, LA
  • 06/2005 → Present
    Hancock Whitney Bank
    Covington, LA
Previous Registrations
  • 2007-10-24 → 2022-08-10
    Hancock Whitney Investment Services Inc.
    Covington, LA
    Covington, LA
    Covington, LA
    Covington, LA
    Bay St. Louis, MS
    Kiln, MS
    Bay St Louis, MS
    New Orleans, LA
    Bay St Louis, MS
    Poplarville, MS
    Franklinton, LA
    Bogalusa, LA
    Picayune, MS
    Picayune, MS
    Picayune, MS
Other Businesses

SILENT PARTNER FOR EVANGELINE PROPERTIES OF VILLEPLATTE; GATE OF HEAVEN CEMETARY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-28
S63 Uniform Securities Agent State Law Examination 2006-01-20
  • S65 Uniform Investment Adviser Law Examination
    2007-09-28
  • S63 Uniform Securities Agent State Law Examination
    2006-01-20

View on SEC IAPD

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PELICAN ADVISORY LLC · COVINGTON, LA
EDWARD JONES · COVINGTON, LA
LPL FINANCIAL LLC · COVINGTON, LA
J.P. MORGAN SECURITIES LLC · COVINGTON, LA
CETERA INVESTMENT ADVISERS LLC · COVINGTON, LA
LPL FINANCIAL LLC · COVINGTON, LA
MONEY CONCEPTS CAPITAL CORP · Covington, LA
ADVOCACY FINANCIAL LLC · COVINGTON, LA

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