Scott Cole Discount

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-23
CA	RA	APPROVED	2019-12-26
NJ	RA	APPROVED	2018-06-13

TX RA
APPROVED_RES

Since 2020-04-23
CA RA
APPROVED

Since 2019-12-26
NJ RA
APPROVED

Since 2018-06-13

Branch Locations

74199 El Paseo Suite 201, Palm Desert, CA 92260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Palm Desert	CA	02/2018	Present
Hudson Private	Pearl River	NY	01/2016	01/2017
Unemployed/Semi-Retired	Three Mile Bay	NY	02/2017	02/2018
Morgan Stanley Private Bank, N.A.	New York	NY	06/2018	Present

02/2018 → Present

Morgan Stanley

Palm Desert, CA
01/2016 → 01/2017

Hudson Private

Pearl River, NY
02/2017 → 02/2018

Unemployed/Semi-Retired

Three Mile Bay, NY
06/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-05
S65	Uniform Investment Adviser Law Examination	2016-05-14
S63	Uniform Securities Agent State Law Examination	2003-02-25

S66 Uniform Combined State Law Examination

2018-05-05
S65 Uniform Investment Adviser Law Examination

2016-05-14
S63 Uniform Securities Agent State Law Examination

2003-02-25

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

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