Francisco Santana Ruiz

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 12/2022
  Td Ameritrade
  Fort Worth, TX
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  Westlake, TX
• 01/2024 → 06/2024
  Td Ameritrade Clearing Inc
  Westlake, TX

Previous Registrations

• 2012-10-24 → 2022-10-14
  Td Ameritrade, Inc.
  Fort Worth, TX
  Westlake, TX
  Fort Worth, TX
  Westlake, TX
• 2012-10-24 → 2018-06-29
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Other Businesses

1) Rico Breeze LLC | Investment Related:No|2549 Tuscan view drive |Fort Worth|Texas|76131|USA|Other|Manager/Helper|8/23/2021|20-40|0.000000|Main duties include locating and diagnosing maintenance problems on equipment, conducting warranty services and quickly performing emergency repairs on certain equipment items. Installation and repairs of various air quality systems.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-23
• S63 Uniform Securities Agent State Law Examination
  1994-04-20

Other Names

• Frank Santanaruiz
• Francisco Benjamin Santanaruiz
• Frank Santana
• Francisco Benjamin Santana
• Francisco B Santana Ruiz
• Francisco Santana
• Francisco Benjamin Santana
• Francisco Benjamin Santana Ruiz