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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-07-21 |
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Omaha | NE | 01/1994 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Omaha | NE | 05/1994 | 07/2021 |
| Thomas J Dolan Llc | Omaha | NE | 04/2019 | 07/2021 |
| Lpl Financial Llc | Omaha | NE | 07/2021 | Present |
1) 4/2019 - Business Entity For Tax/Investment Purposes Only - Thomas J Dolan LLC - Not Investment Related - 2 hr/mon - Omaha, NE 68118 2) 4/2019 - DBA for LPL Business (entity for LPL business) - Thomas J Dolan LLC - Investment Related - 2 hr/mon - Omaha, NE 68118
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-11 |
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