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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-12-10
TX RA APPROVED_RES 2010-01-05
  • MD RA
    APPROVED
    Since 2012-12-10
  • TX RA
    APPROVED_RES
    Since 2010-01-05

Branch Locations

2 Wisconsin Circle Suite 930, Chevy Chase, MD 20815 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Chevy Chase MD 09/1999 Present
Other Businesses

(1)Name of Business: iF, a Foundation for Radical Possibility Address: 9404 Wooden Bridge Road, Potomac, Maryland, 20854, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 01/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of Board of Trustees\nMember of Finance Committee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-04
S63 Uniform Securities Agent State Law Examination 1999-02-01
  • S65 Uniform Investment Adviser Law Examination
    1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1999-02-01

View on SEC IAPD

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