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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2002-08-07 |
Branch Locations
16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Newport Beach | CA | 07/2002 | Present |
| Charles Schwab Bank | Newport Beach | CA | 02/2005 | Present |
RENTAL PROPERTY; 04/02/1999; SAN CLEMENTE, CALIFORNIA; NOT INVESTMENT RELATED; PROPERTY MANAGEMENT; LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADIN HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-21 |
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