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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-10-14 |
Branch Locations
6000 Fairview Rd 8Th Fl [Support Center], Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
Power of Attorney; Yes - Investment Related; Charlotte, NC; Assist son with trading and money movement requests; Power of Attorney; Parent of son; 01/06/2025; 1 hour a month; 0 hours during trading hours; Assist son with trading and money movement requests.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-28 |
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