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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-11-07 |
| NJ | RA | APPROVED | 2014-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Advisor Group, Llc | Morristown | NJ | 05/2014 | Present |
| Lpl Financial | Convent Station | NJ | 05/2014 | Present |
1. 05/16/2014 - KHFM, LLC/ SALE OF NON-VARIABLE INSURANCE/ 5%/ CONVENT STATION, NJ 2. 05/16/2014 - KRAEUTLER FINANCIAL/ DBA ONLY/ 90%/ CONVENT STATION, NJ 3. 07/02/2014 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - TIME SPENT 100% - LIBERTY CORNER, NJ 4. 08/19/2022 - KRAEUTLER FINANCIAL,LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
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