Kyle Tate Laughlin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 07/2019
  Next Financial Group
  Houston, TX
• 07/2019 → 09/2023
  Cetera Advisors Llc
  Denver, CO
• 11/2007 → 09/2023
  Oak Wealth Management Inc.
  Lubbock, TX
• 10/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lubbock, TX
• 12/2023 → Present
  Bank Of America, N.A.
  Lubbock, TX

Previous Registrations

• 2019-07-05 → 2023-09-29
  Cetera Advisors Llc
  Lubbock, TX
  Lubbock, TX
  Greenwood Village, CO
  Lubbock, TX
• 2007-11-29 → 2019-07-08
  Next Financial Group, Inc.
  Lubbock, TX
  Lubbock, TX
  Houston, TX
• 1999-04-22 → 2007-11-29
  Investment Professionals, Inc.
  Lubbock, TX
  San Antonio, TX
  Lubbock, TX
  Lubbock, TX
  Lubbock, TX

Other Businesses

I*2160261, Entity Type: Fiduciary role Name of OBA: C A L, Address: Lubbock, Texas, 79424, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Aug-2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: POA/spouse I*3952286 Entity Type: For Profit Name of OBA: Mutual of Omaha Insurance Co Address: Omaha, Nebraska, 68175 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/05/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Insurance company which provides annuities, life insurance, long-term care insurance I will have NO responsibilities. I have requested to be removed from their roles. I*4353291 Entity Type: Religious Organization Name of OBA: Second Baptist Church, Lubbock Texas Address: Lubbock, Texas, 79424 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 04/12/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: A Christian Church that provides a vibrant and welcoming place for worship, service, and followship of God's love I will be a committee member that helps the Pastor with ideas for new member events, find members of the church to be involved in other church committees, voluntary meal services, other community outreach services

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1995-07-17

Designations

• Certified Financial Planner