James Michael Mclendon

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Atlanta, GA
• 11/2016 → 03/2020
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
• 03/2020 → Present
  Stifel Nicolaus & Co Inc
  Atlanta, GA

Previous Registrations

• 2002-06-19 → 2020-03-09
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
  Atlanta, GA
• 2001-12-28 → 2002-06-21
  Wachovia Securities, Inc.
  Atlanta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-06
• S63 Uniform Securities Agent State Law Examination
  1994-03-23

Designations

• Certified Financial Planner