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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-01 |
| NJ | RA | APPROVED | 2020-04-30 |
Branch Locations
223 Main Street 2Nd Floor, Chester, NJ 07930 • United States
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Somerville, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chester | NJ | 05/2009 | 04/2020 |
| Rbc Capital Markets, Llc | Chester | NJ | 04/2020 | Present |
(1) NAME OF ENTITY: K and A Von Realty LLC ADDRESS: 80 Prospect Street Somerville NJ 08876 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Oct 18, 2025 CAPACITY: Other member of LLC DUTIES: K and A Von Realty HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-14 |
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