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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-26
VA RA APPROVED 2002-05-01
  • TX RA
    APPROVED_RES
    Since 2016-09-26
  • VA RA
    APPROVED
    Since 2002-05-01

Branch Locations

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Richmond VA 03/2008 Present
City National Bank Richmond VA 06/2020 01/2025
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Richmond, VA
  • 06/2020 → 01/2025
    City National Bank
    Richmond, VA
Other Businesses

(1) MT CALVARY CEMETERY ASSOCIATION; ADDRESS: 400 RANDOLPH STREET RICHMOND, VA 23221; BUSINESS DESCRIPTION: CEMETERY BOARD; NOT INVESTMENT RELATED; START DATE: 09/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEETINGS; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) UNIVERSITY OF RICHMOND ESTATE PLANNING ADVISORY CO; ADDRESS: COLLEGE DRIVE RICHMOND, VA 23229; BUSINESS DESCRIPTION: HIGHER EDUCATION; NOT INVESTMENT RELATED; START DATE: 09/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: STANDARD OVERSIGHT & GUIDANCE; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) NAME OF ENTITY: TRINITY UMC FOUNDATION; ADDRESS: 903 FOREST AVENUE RICHMOND, VA 23229; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT CHURCH; CAPACITY: PRESIDENT OF BOARD OF DIRECTORS, START DATE: 10/2019; DUTIES: BOARD MEETINGS, RECEIVE FUNDING REQUEST; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (4) NAME: Foxcroft School Non-Investment Related ADDRESS: 22407 Foxhound Lane Middleburg, VA 20117 Nature of OBA: Private school Position/Title/Relationship: Parents' Association Treasurer Time Devoted: 1 hour per week; 1 hour during securities trading DUTIES: Help the staff come up with ideas to organize activities for students and staff.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-25
S63 Uniform Securities Agent State Law Examination 1995-01-13
  • S65 Uniform Investment Adviser Law Examination
    1997-04-25
  • S63 Uniform Securities Agent State Law Examination
    1995-01-13

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