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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-18
  • CA RA
    APPROVED
    Since 2017-04-18

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

23482 Peralta Drive Suite B1, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Provident Mutual Life Berwyn PA 06/1997 Present
Capital Analysts Inc Radnor PA 01/2002 01/2017
Lincoln Investment Irvine CA 06/2012 01/2017
The Leaders Group Inc Littleton CO 01/2017 Present
Pacific Southwest Financial Woodland Hills CA 01/2000 Present
  • 06/1997 → Present
    Provident Mutual Life
    Berwyn, PA
  • 01/2002 → 01/2017
    Capital Analysts Inc
    Radnor, PA
  • 06/2012 → 01/2017
    Irvine, CA
  • 01/2017 → Present
    The Leaders Group Inc
    Littleton, CO
  • 01/2000 → Present
    Pacific Southwest Financial
    Woodland Hills, CA
Previous Registrations
  • 2012-06-01 → 2017-01-18
    Laguna Hills, CA
    Laguna Hills, CA
    Laguna Hills, CA
    Woodland Hills, CA
  • 2012-06-04 → 2017-01-18
    Irvine, CA
  • 2004-05-12 → 2012-06-01
    Cincinnati Analysts, Inc.
    Irvine, CA
    Costa Mesa, CA
Other Businesses

1.) LEFEBVRE FINANCIAL SERVICES - 1/30/1990 - 23482 Peralta Drive, Suite B1, Laguna Hills, Ca 92653 - Agent, life insurance sales, di ltc, life ins, Not Invt Rel, 130 hrs/mo; 130 hrs/mo (during trading hours). 2.) PACIFIC SOUTHWEST FINANCIAL - 1/1/2000 - 21800 Burbank Blvd., Suite 200, Woodland Hills, CA 91367 - Agent, insurance sales life di ltc, ins bsn, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC. - 4/18/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-04
S63 Uniform Securities Agent State Law Examination 1994-02-17
  • S65 Uniform Investment Adviser Law Examination
    2004-05-04
  • S63 Uniform Securities Agent State Law Examination
    1994-02-17

View on SEC IAPD

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