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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-04-18 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
23482 Peralta Drive Suite B1, Laguna Hills, CA 92653 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Mutual Life | Berwyn | PA | 06/1997 | Present |
| Capital Analysts Inc | Radnor | PA | 01/2002 | 01/2017 |
| Lincoln Investment | Irvine | CA | 06/2012 | 01/2017 |
| The Leaders Group Inc | Littleton | CO | 01/2017 | Present |
| Pacific Southwest Financial | Woodland Hills | CA | 01/2000 | Present |
1.) LEFEBVRE FINANCIAL SERVICES - 1/30/1990 - 23482 Peralta Drive, Suite B1, Laguna Hills, Ca 92653 - Agent, life insurance sales, di ltc, life ins, Not Invt Rel, 130 hrs/mo; 130 hrs/mo (during trading hours). 2.) PACIFIC SOUTHWEST FINANCIAL - 1/1/2000 - 21800 Burbank Blvd., Suite 200, Woodland Hills, CA 91367 - Agent, insurance sales life di ltc, ins bsn, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC. - 4/18/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-17 |
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