Sherry Ann Azevedo

Current Employers

Employment History

• 01/2000 → 10/2017
  National Planning Corp
  Lodi, CA
• 10/2017 → 06/2024
  Securities America, Inc.
  Modesto, CA
• 10/2017 → 06/2024
  Securities America Advisors
  Modesto, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Modesto, CA

Previous Registrations

• 2017-11-01 → 2024-06-14
  Securities America Advisors, Inc.
  Modesto, CA
• 2000-07-10 → 2017-11-03
  National Planning Corporation
  Modesto, CA

Other Businesses

Crump Life Insurance Services Position: life insurance agent - Nature: Life Insurance and fixed annuity business - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 01/01/2000 - Address: 8950 CAL CENTER DRIVE, BLDG 2 STE 200, SACRAMENTO CA 95826, United States Westland Financial Position: life insurance agent - Nature: insurance processing and fixed annuities - Investment Related: No - Hours: 5 - Securities Trading Hours: 1 - Start Date: 08/01/2004 - Address: 13520 Evening Creek Drive N, Suite 360, San Diego CA 92128, United States Securities America Advisors Position: IAR - Nature: Advisory Services - Investment Related: Yes - Hours: 80 - Securities Trading Hours: 10 - Start Date: 11/01/2017 - Address: 12325 PORT GRACE BLVD, LA VISTA NE 68128, United States RAYMOND G AZEVEDO & SHERRY A AZEVEDO TRS UA DEC 03 1998 R G & S A AZEVEDO REVOC TRUST Position: grantor and trustee - Nature: RAYMOND G AZEVEDO & SHERRY A AZEVEDO TRS UA DEC 03 1998 R G & S A AZEVEDO REVOC TRUST estate planning - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 12/03/1998 - Address: 5508 Sundown Ct, Salida CA 95368, United States AZEVEDO INVESTMENT CORPORATION - DBA HIGHLAND CAPITAL BROKERAGE POSITION: INSURANCE AGENT NATURE: HIGHLAND FINANCIAL INSURANCE SERVICES TO SUBMIT FIXED ANNUITY AND LIFE INSURANCE BUSINESS INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/08/2022 ADDRESS: 3535 GRANDVIEW PARKWAY SUITE 600, BIRMINGHAM AL 35243 DESCRIPTION: I PLAN TO SUBMIT LIFE INSURANCE, LONG TERM CARE INSURANCE AND FIXED ANNUITY BUSINESS THROUGH HIGHLAND CAPITAL BROKERAGE AZEVEDO INVESTMENT CORPORATION POSITION: Owner/CEO/Secretary NATURE: The structure of AZEVEDO INVESTMENT CORPORATION IS AN S-CORP... IT IS STRICTLY FOR DBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2004 ADDRESS: 4230 Kiernan Ave., Suite 200, Modesto CA 95356, United States DESCRIPTION: As owner/ceo/secretary of Azevedo Investment Corporation it is my responsibility to maintain an orderly corporation, establish a Business Plan, Provide Job Descriptions, Minutes of corporation, pay taxes, etc..

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1994-02-07

Other Names

• Sherry Ann Mullen