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Current Employers
Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-24
  • CA RA
    APPROVED
    Since 2025-03-24

Branch Locations

2565 West Maple Rd, Troy, MI 48084 • United States

100 N. Brand Blvd Suite 222, Glendale, CA 91203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 02/1995 08/2017
Western International Securities, Inc. Pasadena CA 08/2017 03/2025
Secure Asset Management, L.L.C. Glendale CA 03/2025 Present
  • 02/1995 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 08/2017 → 03/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 03/2025 → Present
    Glendale, CA
Previous Registrations
  • 2017-08-21 → 2025-03-24
    Western International Securities, Inc.
    Woodland Hills, CA
    Glendale, CA
    Pasadena, CA
  • 1997-07-08 → 2017-08-21
    Financial West Group
    Glendale, CA
    Westlake Village, CA
    Westlake Village, CA
    Glendale, CA
    Tarzana, CA
Other Businesses

1) California Notary Public; Non Investment-Related; Perform notary services for estate planning.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15
Other Names
  • Fred Feliciano

View on SEC IAPD

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