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Loop Capital Markets LLC CRD 43098
15 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 S. Financial Place Ste 2700, Chicago, IL 60605 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-02-13 |
Branch Locations
1045 6Th Avenue Ste 2700, New York, NY 10018 • United States
425 S. Financial Place Ste 2700, Chicago, IL 60605 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loop Capital Markets Llc | New York | NY | 03/2010 | Present |
The National Organization of Investment Professionals (NOIP), formed in 1983, is a nonprofit association of investment professionals. NOIP's diverse membership of senior professionals includes traders, analysts, and investors at investment managers; traders, analysts, and salespeople at institutional and retail broker-dealers; market makers and proprietary traders; managers at national securities exchanges; and experts in asset classes outside of listed equities. Members share a common objective of fostering a favorable regulatory environment for institutional participation in fair and open securities markets which are both efficient and effective, 2112 Pennsylvania Avenue, N.W. Washington, DC 20037, no hours during business hours, 1-5 in off hours, NOIP members are asked to share ideas on fostering a favorable regulatory environment for institutional participation in fair and open securities markets which are both efficient and effective. NOIP members also actively participate on conference panels. NOIP conferences serve as in-depth educational opportunities for members and offer opportunity for high quality, confidential dialogue with fellow senior industry professionals, Member, no compensation 10/7/24-10/7/25.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-11-01 |
| S65 | Uniform Investment Adviser Law Examination | 2007-08-01 |
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