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Willie Arthur Greene

Loop Capital Markets LLC

New York, NY

Chicago, IL

CRD 3140710

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Employer firm

Loop Capital Markets LLC CRD 43098

15 advisory clients

Reported services (Item 5G)

  • Security ratings or pricing
  • TRANSITION MANAGEMENT SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Loop Capital Markets Llc

425 S. Financial Place Ste 2700, Chicago, IL 60605 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-02-13
  • IL RA
    APPROVED
    Since 2013-02-13

Branch Locations

1045 6Th Avenue Ste 2700, New York, NY 10018 • United States

425 S. Financial Place Ste 2700, Chicago, IL 60605 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loop Capital Markets Llc New York NY 03/2010 Present
Other Businesses

The National Organization of Investment Professionals (NOIP), formed in 1983, is a nonprofit association of investment professionals. NOIP's diverse membership of senior professionals includes traders, analysts, and investors at investment managers; traders, analysts, and salespeople at institutional and retail broker-dealers; market makers and proprietary traders; managers at national securities exchanges; and experts in asset classes outside of listed equities. Members share a common objective of fostering a favorable regulatory environment for institutional participation in fair and open securities markets which are both efficient and effective, 2112 Pennsylvania Avenue, N.W. Washington, DC 20037, no hours during business hours, 1-5 in off hours, NOIP members are asked to share ideas on fostering a favorable regulatory environment for institutional participation in fair and open securities markets which are both efficient and effective. NOIP members also actively participate on conference panels. NOIP conferences serve as in-depth educational opportunities for members and offer opportunity for high quality, confidential dialogue with fellow senior industry professionals, Member, no compensation 10/7/24-10/7/25.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-11-01
S65 Uniform Investment Adviser Law Examination 2007-08-01
  • S63 Uniform Securities Agent State Law Examination
    2010-11-01
  • S65 Uniform Investment Adviser Law Examination
    2007-08-01

View on SEC IAPD

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