John Kevin Flaherty

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  John K. Flaherty & Associates Ltd.
  Chicago, IL
• 01/1998 → Present
  Jkfa Financial Services, Llc
  Chicago, IL
• 07/2000 → 06/2024
  Securities America, Inc.
  Chicago, IL
• 08/2000 → 06/2024
  Securities America Advisors, Inc
  Chicago, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Chicago, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Chicago, IL

Previous Registrations

• 2000-08-21 → 2024-06-14
  Securities America Advisors, Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

***JKFA FINANCIAL SERVICE, LLC POSITION: Advisor NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2010 ADDRESS: 141 W Jackson Blvd. Suite 1310, Chicago IL 60604 DESCRIPTION: Consult and advise clients on investments, based upon their objectives and risk tolerance. ***JOHN K. FLAHERTY POSITION: Owner/Agent NATURE: INSURANCE SALES -SALE OF HEALTH AND TERM LIFE INSURANCE -2% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1995 ADDRESS: 141 W. Jackson Blvd., Suite 1310, Chicago IL 60604 DESCRIPTION: Group health insurance plans and individual level -term life insurance policies. ***JOHN K. FLAHERTY & ASSOCIATES, LTD. POSITION: President NATURE: JOHN K. FLAHERTY AND ASSOC LTD; CPA; ACCOUNTING SERVICES AND TAX PREPARATION; CHICAGO, IL; BEGINNING JANUARY 1990. - 90% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 170 START DATE: 01/01/1990 ADDRESS: 141 W. Jackson Blvd., Suite 1310, Chicago IL 60604 DESCRIPTION: Tax Consulting and Accounting services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-25
• S63 Uniform Securities Agent State Law Examination
  1994-09-29