Robert Thomas Burriciello

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2011-06-17
CT	RA	APPROVED	2011-06-14

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2011-06-17
CT RA
APPROVED

Since 2011-06-14

Branch Locations

Coram, NY • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Miller Place, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Port Jefferson	NY	05/2011	Present
Bank Of America, N.A.	Port Jefferson	NY	09/2011	Present

05/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Port Jefferson, NY
09/2011 → Present

Bank Of America, N.A.

Port Jefferson, NY

Previous Registrations

2008-05-27 → 2011-06-10

Lpl Financial Llc

East Meadow, NY

Mineola, NY

Levittown, NY
2007-10-29 → 2008-05-27

Ifmg Securities, Inc.

Mineola, NY

Mineola, NY

Levittown, NY

East Meadow, NY
2004-10-20 → 2007-08-30

Banc Of America Investment Services, Inc.

Port Jefferson, NY

Port Jefferson, NY
2003-12-16 → 2004-10-20

Quick & Reilly, Inc.

Islandia, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-20
S63	Uniform Securities Agent State Law Examination	1994-03-28

S65 Uniform Investment Adviser Law Examination

2003-05-20
S63 Uniform Securities Agent State Law Examination

1994-03-28

View on SEC IAPD