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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-03-13 |
Branch Locations
3428 W Anthem Way, Anthem, AZ 85086 • United States
2400 W. Bell Road, Phoenix, AZ 85023 • United States
15458 N. 28Th Ave, Phoenix, AZ 85053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Phoenix | AZ | 01/2009 | 10/2017 |
| Copper State Credit Union | Phoenix | AZ | 01/2009 | Present |
| Pfg Advisors | Phoenix | AZ | 02/2015 | Present |
| Securities America, Inc. | Phoenix | AZ | 10/2017 | 06/2024 |
| Osaic Wealth, Inc. | Anthem | AZ | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Anthony D'AStice | Phoenix | AZ | 06/2000 | Present |
1.) ANTHONY D'ASTICE - INSURANCE AGENT - NON-VARIABLE INSURANCE - PHOENIX, AZ - SINCE 06/2000 - INVESTMENT RELATED 2.) PFG ADVISORS, LLC - IAR - REGISTERED INVESTMENT ADVISOR - PHOENIX, AZ - SINCE 02/2015 - INVESTMENT RELATED 3.) COPPER STATE WEALTH MANAGEMENT - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - PHOENIX, AZ - SINCE 01/2009 - INVESTMENT RELATED 4.) COPPER STATE CREDIT UNION - FINANCIAL ADVISOR - EMPLOYEE OR COPPER STATE CREDIT UNION - PHOENIX, AZ - SINCE 01/2009 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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