Sean Hooman Agahi

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-08-17

TX RA
APPROVED_RES

Since 2015-08-17

Branch Locations

Van Alstyne, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Independent Financial Group	Folsom	CA	08/2015	Present

08/2015 → Present

Independent Financial Group

Folsom, CA

Previous Registrations

2012-07-09 → 2015-08-21

First Allied Advisory Services, Inc.

San Ramon, CA

San Ramon, CA

Folsom, CA
2014-01-27 → 2015-07-21

Horizon Wealth Group, Llc.

Folsom, CA
2008-01-08 → 2013-12-31

Horizon Wealth Group, Llc.

San Ramon, CA
2007-07-05 → 2012-07-17

First Allied Securities, Inc.

Folsom, CA

Scottsdale, AZ

San Ramon, CA
2007-10-08 → 2007-12-31

Horizon Wealth Group, Llc.

Folsom, CA
2006-08-09 → 2007-06-21

Valentine Capital Asset Management, Inc.

San Ramon, CA
1998-05-04 → 2006-08-10

Valentine Capital Asset Management

San Ramon, CA

Other Businesses

(1) HORIZON WEALTH GROUP, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/14/2015 ADDRESS: 14333 Fm 121-12, Van Alstyne TX 75495, United States DESCRIPTION: (1) 100% OWNER OF DBA HORIZON WEALTH GROUP, LLC PROVIDING MARKETING, FINANCIAL PLANNING AND INSURANCE SERVICES SINCE 2007. INVESTMENT RELATED. 50% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-15
S63	Uniform Securities Agent State Law Examination	1994-03-04

S65 Uniform Investment Adviser Law Examination

2007-08-15
S63 Uniform Securities Agent State Law Examination

1994-03-04

View on SEC IAPD