Christopher Stephen Gallo

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-21

TX RA
APPROVED_RES

Since 2018-05-21

Branch Locations

One International Place Suite 2810, Boston, MA 02110 • United States

Quincy, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Boston	MA	10/2010	05/2018
J.P. Morgan Securities Llc	Boston	MA	10/2008	05/2018
Raymond James & Associates, Inc	Boston	MA	05/2018	Present

10/2010 → 05/2018

Jpmorgan Chase Bank, N.A.

Boston, MA
10/2008 → 05/2018

J.P. Morgan Securities Llc

Boston, MA
05/2018 → Present

Raymond James & Associates, Inc

Boston, MA

Previous Registrations

2017-06-09 → 2018-05-24

J.P. Morgan Securities Llc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-02-06
S63	Uniform Securities Agent State Law Examination	1994-04-14

S65 Uniform Investment Adviser Law Examination

1997-02-06
S63 Uniform Securities Agent State Law Examination

1994-04-14

View on SEC IAPD