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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-08-04 |
Branch Locations
28555 Orchard Lake Road, Suite 100, Farmington Hills, MI 48334 • United States
24 Frank Lloyd Wright Dr. Lobby K, Suite J4200, Ann Arbor, MI 48106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Detroit | MI | 04/2005 | 08/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2017 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 160 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) GEORGE F MONAGHAN KNIGHTS OF COLUMBUS, 19801 FARMINGTON RD, LIVONIA, MI, 07/2018, BOARD MEMBER, NON-PROFIT, NIR, 12 HR/MO, 0 HR/MO TRADING. 3) RWS FINANCIAL GROUP, 32003 PLYMOUTH RD, LIVONIA, MI, 07/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO, 20 HR/MO TRADING. 4) RETIRMENT & WEALTH STRATEGIES (RWS FINANCIAL GROUP), 28555 ORCHARD LAKE RD, SUITE 100, FARMINGTON HILLS, MI, 07/2017, OWNER, DBA, INV REL, 170 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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