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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-26
  • CA RA
    APPROVED
    Since 2017-05-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 07/1996 Present
Optionsxpress, Inc. San Francisco CA 09/2011 10/2017
Other Businesses

LANDLORD,NO,VARIOUS LOCATIONS,RENTAL PROPERTY,CO-OWNER,VARIOUS,LESS THAN 20,0,NO SPECIFIC DUTIES ALL DUTIES ARE HANDLED BY WIFE (CO-OWNER) Start Date = 05-13-04| Frankie Wan Lung Cho and Caroline Ka In Cheang| co-owner| Lake Shastina, CA| Hours/Month = Less than 20| No duties. This is a lot of land. I disclose this item just for caution. This land does not generate any source of income. I bought this piece of land with the intention of making money if the value of the land appreciates in the future. / Start Date = 04-04-05| Frankie Wan Lung Cho and Caroline Ka In Cheang| co-owner| Arizona City, AZ| Hours/Month = Less than 20| No duties. This is a lot of land. I disclose this item just for caution. This land does not generate any source of income. I bought this piece of land with the intention of making money if the value of the land appreciates in the future. / Start Date = 08-15-11| Frankie Wan Lung Cho and Caroline Ka In Cheang| Co-owner| San Tan Valley, AZ| Hours/Month = Less than 20| No duties. I bought this property for collecting rental income. I do not spend time to manage this property because my wife will handle all activities and inquiries from tenant. She may only spend one to two hours per month. / Start Date = 09-07-11| Frankie Wan Lung Cho and Caroline Ka In Cheang| Co-owner| San Tan Valley, AZ| Hours/Month = Less than 20| No duties. I bought this property for collecting rental income. I do not spend time to manage this property because my wife will handle all activities and inquiries from tenant. She only spends one to two hours per month. / Start Date = 09-26-14| Frankie Wan Lung Cho & Caroline Ka In Cheang| Co-Owner| Maricopa, AZ| Hours/Month = Less than 20| No duties. This is a rental property. I bought this property for collecting rental income. I do not spend time to manage this property. We hired a property management company to manage the property for us and my wife (Caroline Ka In Cheang) will handle all the inquiries from the tenant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
S63 Uniform Securities Agent State Law Examination 1994-02-24
  • S66 Uniform Combined State Law Examination
    2017-05-26
  • S63 Uniform Securities Agent State Law Examination
    1994-02-24
Other Names
  • Frankie Cho
  • Wan Lung Cho
  • Wanlung Cho
  • Frankie Wanlung Cho
  • Frankie Wan Lung Wan-Lung Cho
  • Frankie Wan Lun Wan-Lung Cho
  • Frankie Wan Lun Cho

View on SEC IAPD

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