James Lawrence Mc Loughlin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 05/2019
  Ameriprise Financial Services, Inc.
  Bohemia, NY
• 05/2019 → Present
  Raymond James Financial Services, Inc.
  East Setauket, NY
• 05/2019 → Present
  Raymond James Financial Services Advisors
  East Setauket, NY

Other Businesses

(1)Name of Business: Girard Wealth Management Address: 376 Mark Tree Rd, East Setauket, NY, 11733, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/30/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-10
• S63 Uniform Securities Agent State Law Examination
  1994-03-14

Other Names

• James Lawrence Mcloughlin
• James Lawrence Mc Loughlin
• James Lawrence Mcloughlin