Russell Edward Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2018
  Jpmorgan Chase Bank
  New Braunfels, TX
• 05/2016 → 03/2018
  Jpmorgan Securities Llc
  New Braunfels, TX
• 05/2018 → 02/2022
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2018 → 02/2022
  Credit Human Federal Credit Union
  San Antonio, TX
• 03/2022 → 05/2024
  Victory Capital Services, Inc
  San Antonio, TX
• 10/2024 → Present
  Lpl Financial Llc
  San Antonio, TX
• 05/2024 → 10/2024
  Unemployed
  San Antonio, TX

Previous Registrations

• 2022-03-14 → 2024-05-16
  Victory Capital Management Inc.
  San Antonio, TX
• 2018-05-29 → 2022-02-18
  Cuso Financial Services, L.P.
  San Antonio, TX
  San Diego, CA
  San Antonio, TX
• 2016-05-26 → 2018-03-05
  J.P. Morgan Securities Llc
  New Braunfels, TX
  San Antonio,, TX
• 2012-02-01 → 2016-02-16
  Advisors Asset Management, Inc.
  Boerne, TX

Other Businesses

1- 10/2024 / PONTEM FINANCIAL / DBA for LPL Business (entity for LPL business) / Investment Related / 120 hrs mth / 6 hrs during trading / At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-31
• S63 Uniform Securities Agent State Law Examination
  1999-02-08