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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-14 |
Branch Locations
13750 San Pedro Ave Ste 350, San Antonio, TX 78232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | New Braunfels | TX | 05/2016 | 03/2018 |
| Jpmorgan Securities Llc | New Braunfels | TX | 05/2016 | 03/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2018 | 02/2022 |
| Credit Human Federal Credit Union | San Antonio | TX | 05/2018 | 02/2022 |
| Victory Capital Services, Inc | San Antonio | TX | 03/2022 | 05/2024 |
| Lpl Financial Llc | San Antonio | TX | 10/2024 | Present |
| Unemployed | San Antonio | TX | 05/2024 | 10/2024 |
1- 10/2024 / PONTEM FINANCIAL / DBA for LPL Business (entity for LPL business) / Investment Related / 120 hrs mth / 6 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-08 |
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