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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2006-04-19
  • MA RA
    APPROVED
    Since 2006-04-19

Branch Locations

220 Forbes Road, Suite 113, Braintree, MA 02184 • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc ( Braintree MA 04/2006 Present
  • 04/2006 → Present
    Lpl Financial Llc (
    Braintree, MA
Other Businesses

(1) 04/26/2016 - REAL ESTATE RENTAL - THREE CONDO UNITS WITHIN A THREE FAMILY BUIDLING WHERE ALL THREE UNITS ARE RENTAL PROPERTY. - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - TIME SPENT 1%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-13
S63 Uniform Securities Agent State Law Examination 1994-02-23
  • S65 Uniform Investment Adviser Law Examination
    1994-07-13
  • S63 Uniform Securities Agent State Law Examination
    1994-02-23
Designations
Other Names
  • John Paul Theophilos

View on SEC IAPD

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