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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-23
MD RA APPROVED 2007-10-29
  • CT RA
    APPROVED
    Since 2025-12-23
  • MD RA
    APPROVED
    Since 2007-10-29

Branch Locations

2 Corporate Dr., Ste. 921, Shelton, CT 06484 • United States

8010 Corporate Dr Ste A, Baltimore, MD 21236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benefit Watch Baltimore MD 11/1996 Present
Cambridge Investment Research, Inc. Baltimore MD 03/1999 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2007 Present
Previous Registrations
  • 1999-01-01 → 2007-11-07
    Api Financial Planning Services Inc
    Baltimore, MD
Other Businesses

1) BENEFIT WATCH, LLC, 8010 CORPORATE DRIVE, STE A, BALTIMORE, MD, 01/01/98, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, PARTNER, 8 HR/WK- 0/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-30/TRADING. 10/01/07 3) INVESTMENT WATCH, 230 Schilling Circle, Suite 352, Hunt Valley MD 21031, 01/2017, Owner, DBA Name, INV REL, 180 HR/MO - 140 HR/MO TRADING. 4) HILL FINANCIAL SERVICES, 2 Corporate Drive, Suite 921, Shelton CT 06484, United States, 08/2024, Owner, DBA Name, NIR, 120 HR/MO - 115 HR/MO TRADING 5) DONNA M BUCHANAN, 230 Schilling Circle, Suite 352, Hunt Valley, MD 21031, 08/2026, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 3 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-16
S63 Uniform Securities Agent State Law Examination 1994-02-18
  • S65 Uniform Investment Adviser Law Examination
    1994-03-16
  • S63 Uniform Securities Agent State Law Examination
    1994-02-18
Other Names
  • Donna Lynn Mcmahan

View on SEC IAPD

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