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Alan Paul Sprinkel

Money Concepts Capital Corp

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Gainesville, VA

CRD 2447304

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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1999-01-29
  • VA RA
    APPROVED
    Since 1999-01-29

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Gainesville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fairfax VA 03/1995 Present
Money Concepts Capital Corp Falls Church VA 04/1995 Present
#Ia Money Concepts Advisory Service Falls Church VA 04/1995 Present
  • 03/1995 → Present
    Unemployed
    Fairfax, VA
  • 04/1995 → Present
    Money Concepts Capital Corp
    Falls Church, VA
  • 04/1995 → Present
    #Ia Money Concepts Advisory Service
    Falls Church, VA
Other Businesses

APS ENTERPRISES, INC SINCE 1984/PRESIDENT . MY OWN PERSONAL FUNDING ) HOURS DURING SECURITIES HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-08
S63 Uniform Securities Agent State Law Examination 1994-02-17
  • S65 Uniform Investment Adviser Law Examination
    1994-08-08
  • S63 Uniform Securities Agent State Law Examination
    1994-02-17

View on SEC IAPD

Nearby Firms

WIN ADVISORS, INC
GWN SECURITIES INC.
INDEPENDENT FINANCIAL PARTNERS

Nearby Investors

Michael Daniel Wentland
Scott Nolan Steiner
Randy Steven Christophel

Nearby Offices

WIN ADVISORS, INC · PALM BEACH GARDENS, FL
GWN SECURITIES INC. · PALM BEACH GARDENS, FL
MONEY CONCEPTS CAPITAL CORP · PALM BEACH GARDENS, FL

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