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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-29
  • GA RA
    APPROVED
    Since 2019-10-29

Branch Locations

329 Oak St Ste 202, Gainesville, GA 30501 • United States

Gainesville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance Atlanta GA 01/2016 10/2019
Ameriprise Financial Services, Inc. Gainesville GA 10/2019 03/2020
Ameriprise Financial Services, Llc Gainesville GA 03/2020 Present
  • 01/2016 → 10/2019
    The Strategic Financial Alliance
    Atlanta, GA
  • 10/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Gainesville, GA
  • 03/2020 → Present
    Gainesville, GA
Previous Registrations
Other Businesses

Business Ownership; Amelia Consultants, LLC; Owner, sales; Life insurance/fixed annuity sales that were offered prior to joining Ameriprise.; 2625 Club Dr., , Gainesville, GA, 30506; Investment-Related; 11/01/1993; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; City of Gainesville Planning and Zoning Appeals Board; Board Member; 311 Henry Ward Way, , Gainesville, GA, 30501; Not Investment-Related; 02/14/2023; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-02
  • S63 Uniform Securities Agent State Law Examination
    1994-02-02
Other Names
  • Rick Young
  • Richard Young

View on SEC IAPD

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