Rhys A Helt

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Rbc Capital Markets Llc
  Indianapolis, IN
• 05/2017 → Present
  City National Bank
  Indianapolis, IN

Previous Registrations

• 2003-07-01 → 2009-07-23
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
  Indianapolis, IN
• 1998-12-10 → 2003-07-01
  Prudential Equity Group, Llc
  Indianapolis, IN

Other Businesses

(1) TURN FOR HOME RACING STABLES/FARM INCOME; ADDRESS: 18565 DESHANE AVE NOBLESVILLE, IN 46060; BUSINESS DESCRIPTION: HORSE RACING/FARM INCOME; NOT INVESTMENT RELATED; START DATE: 01/01/1990; CAPACITY: OWNER-ACTIVE; DUTIES: I BOARD AND RAISE MY OWN STANDARDBRED RACE HORSES; HOURS DEVOTED PER WEEK: 15; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 5 (2) NAME OF ENTITY: Indiana Standardbred Association ADDRESS: 311 American Legion Place Greenfield, IN 46140 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Indiana Standardbred Association CAPACITY: Board of Directors * START DATE: 1/01/2022 DUTIES: Meet once per quarter to discuss the sport of harness racing in Indiana HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-02-17
• S65 Uniform Investment Adviser Law Examination
  1994-02-17

Other Names

• Rhys Helt