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Michael Joseph Mcguire

Tiaa-Cref Individual & Institutional Services, LLC

Ithaca, NY

Ithaca, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-19
NY RA APPROVED 2021-05-25
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

131 East Green Street Suite 4, Ithaca, NY 14850 • United States

Ithaca, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Ithaca NY 02/2009 Present
Tiaa Ithaca NY 02/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-24
S65 Uniform Investment Adviser Law Examination 1994-03-31
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S66 Uniform Combined State Law Examination
    2007-01-24
  • S65 Uniform Investment Adviser Law Examination
    1994-03-31
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25
Other Names
  • Michael J Mcguire

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ITHACA, NY
CORNELL POCHILY INVESTMENT ADVISORS, INC. · ITHACA, NY
LPL FINANCIAL LLC · ITHACA, NY
EDWARD JONES · ITHACA, NY
LPL FINANCIAL LLC · ITHACA, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Ithaca, NY
EDWARD JONES · ITHACA, NY
EQUITABLE ADVISORS, LLC · ITHACA, NY

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