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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-03 |
| FL | RA | APPROVED | 2023-02-17 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randstad Professionals | Miami | FL | 01/2014 | 09/2020 |
| Forthright Resources | Miami | FL | 10/2020 | 12/2022 |
| Regions Bank | Coconut Grove | FL | 12/2022 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2022 | Present |
| Cetera Investment Advisers Llc | Coconut Grove | FL | 12/2022 | Present |
1. FORTHRIGHT RESOURCES LLC, RECRUITING, 100% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-07 |
| S65 | Uniform Investment Adviser Law Examination | 2004-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
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