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100 Market Street Suite 203, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-02-05 |
| GA | RA | APPROVED | 2025-01-31 |
Branch Locations
100 Market Street Suite 203, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein Investments, Inc. | Secaucus | NJ | 09/2006 | 07/2023 |
| Unemployed | Atlanta | GA | 09/2023 | 10/2024 |
| Wellesley Asset Management, Inc. | Cumming | GA | 10/2024 | Present |
| Foreside Fund Services, Llc | Cumming | GA | 11/2024 | Present |
Wellesley Asset Management, Inc.; Investment Related; Asset Management; Cumming, GA; 10/2024; Director; promoting funds; 180 Hrs./Mo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-10-11 |
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