Deborah F Lee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → Present
  Lpl Financial, Llc
  Sherman Oaks, CA

Previous Registrations

• 2001-08-06 → 2007-02-16
  Ubs Financial Services Inc.
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

1. 10/23/2008 - OTHER-BARTENDING - BARTENDING FOR PRIVATE PARTIES./ 10% OF TIME/ SHERMAN OAKS, CA. 2. 2/28/2011 - OTHER-FILMING - USE OF MY HOUSE FOR SMALL FILM PROJECTS. - TIME SPENT 2% - SHERMAN OAKS, CA. 3. 09/06/2011 - Benchmark Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 08/18/2016: No Business Name - Not INV REL - Los Angeles County - Outside/W-2 Employment - Start 08/22/2016 - 60 Hr/Mo; 0 Hours During Securities Trading - driver for ride sharing 5. 04/04/2024 - Real Estate Rental - Investment Related - Sherman Oaks, CA - Start Date 07/01/2018 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-08
• S63 Uniform Securities Agent State Law Examination
  1994-03-11

Other Names

• Deborah Lynne Feinberg
• Deborah Lee