Best Investors
Account
Sign in
Best Investors
Account
Sign in
11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-04 |
| NC | RA | APPROVED | 2016-05-03 |
| SC | RA | APPROVED | 2016-04-22 |
| NJ | RA | APPROVED | 2016-04-20 |
Branch Locations
3530 Toringdon Way Suite 108, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Advisor Alliance | Charlotte | NC | 04/2016 | Present |
| Lpl Finanical Llc | Charlotte | NC | 04/2016 | Present |
(1) 04/15/2016: Charlotte Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related - at reported business location(s) - start date 4/15/16 - 100% (2) 04/15/2016:Charlotte Wealth Advisors - Non-Variable Insurance - Inv. Related - at reported business location(s) - start date 4/15/16. (3) 5/24/2016: Independent Advisor Alliance - DBA: (Hybrid) Charlotte Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 4/14/2016 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 10%. (4) 5/24/2016: Independent Advisor Alliance - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/1/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. (5) 07/05/2016: Charlotte Wealth Advisors - DBA for LPL Business (entity for LPL business) - Charlotte Wealth Advisors - INV REL - Start 04/14/2016 - 10715 Sikes Pl, Ste 100, Charlotte, NC 28277 - 160 Hr/Mo; 160 Hours During Securities Trading. (6) 1/19/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/17/2017 - 10 Hours Per Month During Securities Trading. 7). 08/27/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/15/2019 - 1 hr/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-01 |
Reach out to this advisor